मार्केट रेगुलेटर सेबी को सबसे ज्यादा शिकायतें निवेश सलाहकार के खिलाफ मिली हैं। सेबी ने ताजा आंकड़े में इसकी जानकारी दी है। अगर आप शेयर बाजार में निवेश करते हैं और अगर आपको कंपनी, एक्सचेंज या निवेश सलाहकार या ब्रोकर से कोई शिकायत हो तो आप मार्केट रेगुलेटर सेबी को शिकायत कर सकते हैं।
किसी कंपनी में फंस जाए पैसा, तो घर बैठे कैसे करें शिकायत....
सेबी को शिकायत करने के लिए वेबसाइट-
आप भी सेबी के ताजा आंकड़ों के देख सकते हैं (ये आंकड़े 30 अप्रैल 2023 तक हैं)-
A. A-Status of SCORES complaints as on April 30, 2023:
|
Month |
Pending at the beginning of the month |
Received |
Disposed |
Pending Actionable* |
Pending complaints > 3 months** |
Average Resolution time in days # |
|
April 2023 |
2030 |
3037 |
2071 |
2984 |
24 |
25 |
B. Category wise complaints pending for more than
3 months:
|
Sr No |
Category |
Number of pending complaints |
|
1 |
Investment Adviser |
10 |
|
2 |
Corporate Governance/ Listing Conditions |
5 |
|
3 |
Refund/Allotment/
Dividend/Transfer/ Bonus/Rights/ Redemption/Interest |
4 |
|
4 |
Research Analyst |
2 |
|
5 |
Minimum Public Shareholding |
1 |
|
6 |
Takeover/ Restructuring |
1 |
|
7 |
Venture Capital Funds |
1 |
|
Grand Total |
24 |
|
Notes:
*excludes 12 complaints against which regulatory actions are initiated
or which are under sub- judice.
**excludes complaints which are pending
because of enforcement action/ court order/
legal dispute/ technical
problems etc.
# Average
Resolution time is the sum total of time taken to resolve
each complaint in the current
month divided by total number of complaints resolved in the current month.
सेबी को जिन कंपनियों के खिलाफ शिकायत मिली, उसकी लिस्ट-
Names of the companies/Intermediaries/MIIs having
complaints pending for more than 3 months on SCORES as on April 30, 2023.
|
S.no |
Name of the Entity |
Category |
Number of
complaints pending |
|
1 |
Brightcom Group
Limited |
Corporate Governance/Listing Conditions |
5 |
|
2 |
Research Guru |
Investment Adviser |
3 |
|
3 |
Grovalue Financial Services Pvt. Limited |
Research Analyst |
2 |
|
4 |
Rajiv Kumar Singh
Proprietor Elite Investment Advisory Services |
Investment Adviser |
2 |
|
5 |
Ankur Jain |
Investment Adviser |
1 |
|
6 |
Arcuttipore Tea
Company Limited |
Refund/Allotment/ Dividend/Transfer/ Bonus/Rights/
Redemption/Interest |
1 |
|
7 |
Brightcom Group
Limited |
Minimum Public
Shareholding |
1 |
|
8 |
Brightcom Group
Limited |
Takeover/Restructuring |
1 |
|
9 |
Cinema Capital Venture Fund |
Venture Capital Funds |
1 |
|
10 |
Kaushal Mehta |
Investment Adviser |
1 |
|
11 |
Nestra Capital |
Investment Adviser |
1 |
|
12 |
Oil & Natural Gas
Corporation Ltd |
Refund/Allotment/ Dividend/Transfer/ Bonus/Rights/ Redemption/Interest |
1 |
|
13 |
Petronet Lng Ltd |
Refund/Allotment/ Dividend/Transfer/ Bonus/Rights/ Redemption/Interest |
1 |
|
14 |
Umesh Kumar
Pandey Prop. Aurostar Investment Advisory Services |
Investment Adviser |
1 |
|
15 |
Uniworth Ltd |
Refund/Allotment/ Dividend/Transfer/ Bonus/Rights/
Redemption/Interest |
1 |
|
16 |
Wealth Factor |
Investment Adviser |
1 |
(साभार: www.sebi.gov.in)
('बिना प्रोफेशनल ट्रेनिंग के शेयर बाजार जरूर जुआ है'
((शेयर बाजार: जब तक सीखेंगे नहीं, तबतक पैसे बनेंगे नहीं!
