अगर आप विदेशी ट्रेडिंग कंपनी या वेब-पोर्टल्स या ट्रेडिंग प्लेटफॉर्म के जरिये शेयर बाजार में या किसी भी फाइनेंशियल प्रोडक्ट्स की खरीद-बिक्री करते हैं, तो सचेत रहें। दरअसल, सेबी ने इस बारे में एडवाइजरी जारी की है।
सेबी ने अपनी इस एडवाइजरी में कहा है कि कुछ विदेशी ट्रेडिंग कंपनी या वेब-पोर्टल्स या ट्रेडिंग प्लेटफॉर्म भारतीयों को तरह-तरह का लालच देकर अपने प्लेटफॉर्म के जरिये ट्रेडिंग करने के लिए मजबूर करते हैं, लेकिन किसी भी भारतीय नियामक के जरिये इनकी निगरानी नहीं की जाती है। ऐसे में कुछ भी गड़बड़ी होने पर पूरी जिम्मेदारी निवेशकों की होगी, सेबी या किसी रेगुलेटर की नहीं।
Advisory in respect of Foreign Trading Portals
It has come to the notice of Securities and Exchange Board of India (SEBI) that investors in
India are being offered services by various firms through online web portals to trade in a
variety of financial products including various types of derivatives, which are apparently
traded on overseas platform/exchange. These firms are operating from overseas, but
providing/offering services to Indian residents. These firms/entities in order to attract
clients solicit their business through various means of communications such as
electronic messages, blogs, advertisements, websites, emails, leaflets/pamphlets, apps,
calls etc., and also many such entities/portals offer free online registration without
complying with the basic Know Your Customer (KYC) procedures and often offer
high level of leverage, low brokerage and other incentives for trading on overseas
platform/exchange.
India are being offered services by various firms through online web portals to trade in a
variety of financial products including various types of derivatives, which are apparently
traded on overseas platform/exchange. These firms are operating from overseas, but
providing/offering services to Indian residents. These firms/entities in order to attract
clients solicit their business through various means of communications such as
electronic messages, blogs, advertisements, websites, emails, leaflets/pamphlets, apps,
calls etc., and also many such entities/portals offer free online registration without
complying with the basic Know Your Customer (KYC) procedures and often offer
high level of leverage, low brokerage and other incentives for trading on overseas
platform/exchange.
Such firms/web-portals/platforms are not supervised by any Regulatory body in India. Further, the inherent complexity of the products offered by such firms/web-portals/platforms may not suit the
risk profile of the investors and their excessive leverage can result in significant losses to
investors.
risk profile of the investors and their excessive leverage can result in significant losses to
investors.
In view of above, all investors are cautioned to avoid participating in such unregulated web
portals / entities offering transactions in securities (including derivatives) which are
executed or undertaken on the terminal of foreign exchanges/platforms. The investors
may also note that for any kind of claim/dispute relating to such participation
or enforcement of any agreement/contract/claim, etc., the following recourses shall not be
available to them:
portals / entities offering transactions in securities (including derivatives) which are
executed or undertaken on the terminal of foreign exchanges/platforms. The investors
may also note that for any kind of claim/dispute relating to such participation
or enforcement of any agreement/contract/claim, etc., the following recourses shall not be
available to them:
- Rights of investors under bye-laws/regulations of Recognized Stock Exchange(s)
- and investor protection under Indian securities laws.
- Dispute resolution mechanism administered by Recognized Stock Exchange(s).
- Investor grievance redressal mechanism administered by Recognized Stock Exchange(s).
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